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SOFQ Exam Dumps

SOFQ Exam Dumps

Securities Operations Foundation Qualification (SOFQ)

Vendor: ICMA

Exam Name: Securities Operations Foundation Qualification (SOFQ)

Questions with Answers: 50

Last Updated: 03-Oct-2024

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ICMA SOFQ Exam Questions

Securities Operations Foundation Qualification (SOFQ) exams.

Question
Where Firm A has borrowed a fixed cash amount on a secured basis from Firm B, an increase in the collateral value means that:
Choose the Choices:


Question
Bond types that are traded at a deeply discounted price are:
Choose the Choices:


Question
From the perspective of one party to a securities trade, Free of Payment settlement without risk means:
Choose the Choices:


Question
The type of organisation that specializes in deposit - taking and cash loans is known as a:
Choose the Choices:


Question
The integrity of internal books & records for securities is proven by ensuring:
Choose the Choices:


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